14 Oct Jackson Cohen Associates Limited
Jackson Cohen specialise in providing tailored regulatory support services to Lenders including authorisations, change of control, variation of permissions and ongoing compliance. We are also the retained adviser to the Association of Short Term Lenders and regularly meet with the FCA mortgage policy team.
With many year of experience within Financial Services (including Sales) we are able to help turn the regulatory requirements into practical solutions that deal with the spirit as well as the letter of regulation and help keep you on the right track.
We generally work with clients on an on-going basis but accept ad-hoc commissions.
- Advice pre regulatory risk assessment or supervision visit
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Enforcement Action - AML and Payment Services
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Returns Assistance
- Regulatory Updates
- Banks/Deposit Takers
- Building Societies
- Mortgage Brokers
- Mortgage Lenders/Administrators