Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Jackson Cohen Associates Limited

Jackson Cohen is an award winning compliance consultancy that specialise in working with both regulated and non-regulated lenders. We cover everything from whether or not loans are regulated, authorisations, policies and procedures, reviews, ongoing compliance, training etc. We are the retained adviser to the Association of Short Term Lenders and attend all their meetings with the FCA and Treasury. Ray Cohen also sits on the NACFB Bridging Committee.

With many year of experience within Financial Services we are able to help turn the regulatory requirements into practical solutions that deal with the spirit as well as the letter of regulation and help keep you on the right track.

We generally work with clients on an on-going basis, whether that is by way of retainer or pay as you go but will also do one off pieces of work.

Address
16 CAMPIONS, LOUGHTON ESSEX
IG10 2SG
T: 02084189964
E: ray@jacksoncohen.com
W: http://www.jacksoncohen.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Authorisations/Permissions applications
  • Authorisations &/or permissions
  • Complaints Handling
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Expert Witness - Financial Services
  • FCA Authorisation for new firms
  • File Review
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Management training & support, Staff training
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Assurance
  • Regulatory Reporting Assistance
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Senior Managers and Certification Regime
  • Training
Firms Served
  • Banks/Deposit Takers
  • Building Societies
  • Mortgage Lenders/Administrators