14 Oct IQ-EQ (Regulatory & Compliance Solutions)
IQ-EQ (Regulatory & Compliance Solutions) helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.
We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.
We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.
As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.
- Authorisation -FCA
- Client Assets
- Complaints Handling Reviews
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Money Laundering/Financial Crime Advice and Reviews
- Payments Services Registration and Compliance
- Regulatory Updates
- Corporate Finance Firms
- Discretionary Fund Managers
- Financial Advisors
- Fintech / Regtech
- Private Client Investment Management