Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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17 Nov IQ-EQ (Regulatory & Compliance Solutions)

Posted at 15:47h in Uncategorised by

IQ-EQ (Regulatory & Compliance Solutions) helps financial services firms navigate through the complexities of compliance and regulations in the UK and the US using innovative solutions and expert advice, which reduce risk and increase efficiency.

We are an investment manager platform and a leading provider of outsourced compliance services solutions which include regulatory hosting and Management Company Platform structures.

We serve financial services firms of all sizes, across Europe and the US, from hedge funds to private equity firms, wealth managers and other firms which operate under a regulatory framework.

As a reliable and trusted partner, we create long term value by working with unparalleled commitment to the industry and our clients.

Address
4th Floor, 3 More London Riverside London,
SE1 2AQ,
T: 02036961302
E: uk@iqeq.com
W: http://www.iqeq.com
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Corporate Finance Firms
  • Discretionary Fund Managers
  • Financial Advisors
  • Fintech / Regtech
  • Institutional Investment Management
  • Private Client Investment Management
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  1. IFPR Working Group

    November 30 @ 11:30 am - 12:30 pm

  2. APCC Board Meeting

    December 1 @ 2:00 pm - 4:00 pm

  3. APCC / FCA Principal AR Intro Meeting

    December 3 @ 10:00 am - 10:30 pm

  4. APCC Culture Working Group

    December 6 @ 11:30 am - 12:30 pm

  5. Combined DB Transfer and Best Practice Working Group

    December 15 @ 2:00 pm - 3:00 pm

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