29 Jan IFA Protect Limited
About
Calling on over 40 years of Industry experience, the Principal Dale Thornley formed IFA Protect Ltd to offer a hands on, bespoke and proactive compliance support service to small locally based IFA practices in and around London. Dale is also the Compliance Officer of a medium sized IFA firm in Richmond and past non-executive Director of a large PI Insurance company, the Underwriters of which he still has a strong connection with. This often results in competitive PI terms being secured for the IFA Firms serviced by IFA Protect Ltd. For more information please e-mail dale@ifaprotect.org.uk Tel: 07974 767080
Services Offered
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- EU / International Compliance
- Money Laundering / Financial Crime
- Regulatory Returns
- Regulatory Updates
Firms Served
- Financial Advisors
- IFA - Financial Institutions
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Pension Advisers
- Restricted Financial Advisors