Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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29 Jan IFA Protect Limited

Posted at 10:50h in Uncategorised by
About

Calling on over 40 years of Industry experience, the Principal Dale Thornley formed IFA Protect Ltd to offer a hands on, bespoke and proactive compliance support service to small locally based IFA practices in and around London. Dale is also the Compliance Officer of a medium sized IFA firm in Richmond and past non-executive Director of a large PI Insurance company, the Underwriters of which he still has a strong connection with. This often results in competitive PI terms being secured for the IFA Firms serviced by IFA Protect Ltd. For more information please e-mail dale@ifaprotect.org.uk Tel: 07974 767080


Address
3 HIGHBURY CLOSE, WEST WICKHAM, KENT,
BR4 9PA
T: 02083340845
E: dale@ifaprotect.org.uk
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Due Diligence
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Financial Advisors
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Pension Advisers