Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

IFA Consultancy Limited

IFA Consultancy Ltd was formed in 2004 to provide compliance consultancy services to Independent Financial Advisers. Although this is our specialism (representing 70% of our work) we also provide compliance support for mortgage brokers and firms that sell insurance. We have also assisted firms whose main business is not financial services such as finance brokers and motor traders. We therefore have a wide range of experience in the retail small firms sector. IFA Consultancy provide support ranging from FCA applications to ongoing compliance support services.

Director Kevan Thorn is an IFA Compliance specialist, with 10 years’ previous experience as an Independent Financial Adviser, and now, 14 years’ experience as a compliance consultant. He is qualified to Diploma level with additional qualifications in pension transfers and mortgages and he is also a qualified Training and Competence Supervisor. For more information about our firm and its services visit our web site.

Address
UNIT 2 OLYMPIC COURT BOARDMANS WAY, WHITEHILLS BUSINESS PARK BLACKPOOL LANCASHIRE
FY4 5GU
T: 01253804195
Email
Website
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lead generation firms
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider