Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Huntswood Advisory

About

We help firms govern, transform and operate their businesses to drive better outcomes. When our clients need support, it almost always involves customer considerations, it is often multi-channel and always requires an approach that is compliant with regulation. In our engagement with clients we are, above all else, collaborative and always at the forefront in the development of innovative, tailored and transformative solutions. These typically combine people, processes and technology to drive better customer, commercial, and regulatory outcomes. Our services include resourcing and outsourcing solutions, backed up by an expert advisory capability. We have a solid reputation for being easy to work with, which has been earned through continuous improvement and consistency in exceeding our clients' expectations throughout all stages of delivery.

Our advisory services team harnesses regulatory expertise to deliver robust, independent and professional advice on the evolving risk and regulatory landscape. Our advisory experts support firms in interpreting and implementing regulatory change, improving the quality of firms' internal controls, providing customer outcomes assurance and responding to regulatory scrutiny. Whether your firm needs advice on how to manage risk and regulation or is seeking to improve business performance, we can help.


Address
4 ABBEY GARDENS ABBEY STREET READING BERKSHIRE
RG1 3BA
T: 03333217811
E: nross@huntswood.com
W: http://www.huntswood.com
Services Offered
  • Authorisation - FCA
  • Authorisations / Permissions applications
  • Complaints Handling
  • Compliance Training
  • contracting / interim
  • File Review
  • Health Checks
  • Money Laundering / Financial Crime
  • Regulatory Capital / Solvency
  • Regulatory Updates
  • Skilled Person Panel - Conduct of business
  • Skilled Person Panel - Governance - Controls & Risk Frameworks
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Collective Investments Funds
  • Consumer Credit Providers
  • Discretionary fund managers
  • Financial Advisors
  • Fintech / Regtech
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers General
  • MGA's
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Private Client investment management
  • Retail investment management
  • SIPP providers
  • Wrap platforms