Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Huntswood Advisory

About

We are Huntswood. The people who put partnership first. A trusted team with the insight, expertise, and pace to create better outcomes for our clients, their customers, and the communities they are a part of.

We deliver resourcing, outsourcing and advisory services from complaints to customer service, remediation to resilience – bringing together the people, processes and knowledge businesses need to succeed.

We’re built on the ambition to make a positive difference. It’s what Huntswood has done since we opened our doors 25 years ago, and it’s what every single one of us strives for today.

Our Advisory Services capability delivers independent regulatory and operational assurance and advice so firms can minimise risk, maximise returns and create better outcomes for their customers.


Address
4 ABBEY GARDENS ABBEY STREET READING BERKSHIRE
RG1 3BA
T: 03333217811
E: rbrown@huntswood.com
W: http://www.huntswood.com
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Authorisation - PRA
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Mis-selling reviews
  • Money Laundering / Financial Crime
  • Pension Reviews
  • Regulatory Capital / Solvency
  • Regulatory Hosting / Incubation
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
  • Skilled person panel
  • Skilled Person Panel - Conduct of business
  • Skilled Person Panel - Governance - Controls & Risk Frameworks
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Energy Market Participants
  • Financial Advisors
  • Fintech / Regtech
  • Friendly Societies
  • Funeral Planning
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Institutional Investment Management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lead Generation Firms
  • Lloyds
  • Managing General Agents
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi Lateral Trading Facility
  • Pension Advisers
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System Providers
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
  • Trust Service Providers
  • Wrap Platforms