14 Oct Haven Risk Management Limited
Posted at 09:37h
in Uncategorised
About
Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.
Address
PO BOX 19
CHIPPING CAMPDEN
GLOUCESTERSHIRE
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
- Authorisation - FCA
- Complaints Handling
- Compliance Training
- Contracting / Interim
- Due Diligence
- Enforcement Action - AML and Payment Services
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Payment Services Compliance
- Regulatory Updates
Firms Served
- Authorised Professional Persons
- Banks Deposit Takers
- Collective Investments Funds
- Corporate Finance Firms
- Discretionary Fund Managers
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Money Service Businesses
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Pension Advisers
- Private Client Investment Management
- Retail Investment Management
- Securities and Futures firms
- SIPP providers
- Stockbrokers