Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Haven Risk Management Limited

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.

Address
PO BOX 19 CHIPPING CAMPDEN GLOUCESTERSHIRE
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Corporate Finance Firms
  • Credit Unions
  • Discretionary fund managers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers