14 Oct Haven Risk Management Limited
Posted at 09:37h
in Uncategorised
Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.

Address
PO BOX 19
CHIPPING CAMPDEN
GLOUCESTERSHIRE
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Payments Services Registration and Compliance
- Regulatory Returns Assistance
Firms Served
- Authorised Professional Persons
- Banks/Deposit Takers
- Corporate Finance Firms
- Credit Unions
- Discretionary fund managers
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Money Service Businesses
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Pension Scheme Operator/Provider
- Private Client investment management
- Retail investment management
- Securities and Futures firms
- SIPP providers
- Stockbrokers