Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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14 Oct Haven Risk Management Limited

Posted at 09:37h in Uncategorised by
About

Providing bespoke Compliance & Training and Competence services to IFAs and Friendly Societies. Provision of CFP Training.


Address
PO BOX 19 CHIPPING CAMPDEN GLOUCESTERSHIRE
GL55 6YX
T: 01608662110
E: info@havenrm.com
W: http://www.havenrm.com
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Collective Investments Funds
  • Corporate Finance Firms
  • Discretionary Fund Managers
  • Financial Advisors
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers - General
  • Money Service Businesses
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Advisers
  • Private Client Investment Management
  • Retail Investment Management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers