Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Hands on Compliance Limited

Flexible, friendly and affordable Compliance and Pension Transfer Specialist support for the small to medium sized directly authorised Financial Advisory firm.

Whether you require a full risk management solution, accompanying annual compliance activity programme and ongoing face to face support, or one off services to address a specific area of need, we will be happy to offer a level of service suited to your needs and budget.

Our fees are straightforward with most services being subject to either a daily rate or fixed fee. No retainers are involved and fees are not subject to VAT.

An initial consultation is provided at no cost.

Address
125 NORWICH ROAD WROXHAM NORWICH
NR12 8RY
T: 07771960724
Email
Website
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
Firms Served
  • IFA (incl IFA divisions of financial institutions)
  • Restricted financial advisers