Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Gem Compliance Consulting Limited

About

Gem Compliance provides a wide range of practical regulatory solutions which are tailored to meet our financial services clients compliance needs. This includes support on FCA authorisation, variation of permission or change of control applications. It also includes carrying out independent compliance monitoring visits and/or healthchecks and technical support including assistance with implementation of new regulatory developments and compliance training.


Address
HUDSON HOUSE 8 ALBANY STREET EDINBURGH MIDLOTHIAN
EH1 3QB
T: 01314731004
E: gillian@gemcompliance.com
W: http://www.gemcompliance.com
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • File Reviews and/or Monitoring
  • Health Checks
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Discretionary Fund Managers
  • Financial Advisors
  • Fintech / Regtech
  • Institutional Investment Management
  • Insurance Brokers - General
  • Money Service Businesses
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Private Client Investment Management
  • Retail Investment Management
  • SIPP providers
  • System Providers
  • Trust Service Providers