Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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11 Oct Fulcrum Compliance Limited

Posted at 15:12h in Uncategorised by

Complying with financial services regulation can be a burden for the smaller, owner-managed firm. The penalties for getting it wrong can be harsh.

Fulcrum Compliance provide outsourced compliance services to the FCA regulated community. We specialise in owner-managed firms, where senior management has wider responsibilities, as well as compliance. Our service helps senior management deal with the day-to-day pressure of compliance and balances the needs of the firm and the needs of the regulator.

Address
30 MOORGATE, LONDON
EC2R 6PJ
T: 02085281785
E: julian@fulcrumcompliance.com
W: http://www.fulcrumcompliance.com
Services Offered
  • Authorisation -FCA
  • Compliance advice
  • Compliance Support
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Corporate Finance Firms
  • Discretionary fund managers
  • Institutional investment management
  • Private Client investment management
  • Recruitment of Regulatory Staff ( Registered Recruiter)
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers