FSTP offers award winning regulatory training and consultancy services to help financial service firms improve their compliance and governance standards. We make sure your policies, processes and people are optimised for success and able to withstand scrutiny from the regulator.

• Authorisation - FCA
• Authorisations / Permissions applications
• Client Assets
• Complaints Handling
• Compliance Training
• contracting / interim
• Due Diligence
• Enforcement Action
• Expert Witness
• File Review
• Health Checks
• Money Laundering / Financial Crime
• Regulatory Updates

• Authorised Professional Persons
• Banks Deposit Takers
• Collective Investments Funds
• Company Service Providers
• Consumer Credit Providers
• Credit Unions
• Discretionary fund managers
• Electronic Money Issuers
• Financial Advisors
• High Value Dealers
• Institutional investment management
• Insurance Brokers - Pure Protection Products
• Insurance Brokers General
• Lloyds
• Money Services Businesses
• Mortgage Lenders/Administrators
• Payments Services Institutions
• Pension Advisers
• Private Client investment management
• Retail investment management
• Securities and Futures firms
• SIPP providers
• Stockbrokers
• Trust Service Providers
• Wrap platforms