Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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22 Nov Freelance Compliance

Posted at 10:44h in Uncategorised by

Offering remote compliance services to Financial Advice and Mortgage Firms. Ranging from file checking, to assistance with T & C and compliance documentation.

Address


T: 01623617102
Email
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
Firms Served
  • Insurance Brokers - General
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Pension Scheme Operator/Provider
  • SIPP providers