22 Nov Freelance Compliance
Posted at 10:44h
in Uncategorised
Offering remote compliance services to Financial Advice and Mortgage Firms. Ranging from file checking, to assistance with T & C and compliance documentation.
Address
Services Offered
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
Firms Served
- Insurance Brokers - General
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Pension Scheme Operator/Provider
- SIPP providers