An independent compliance and operational risk consultancy. Providing advice on: corporate authorisations - acquisitions and other changes in control, - variations of permission - passporting, fund structuring and domicile - fund establishment and documentation - compliance monitoring programmed advice and audit - training and competence - training requirement surveys - training programme development and delivery - ongoing compliance advice - risk management systems advice, risk reviews - ICAAP review and development - SYSC documentation oversight process.  governance reviews - pre-FCA visit reviews and SIF training.  Support with Gabriel and ONA as appointed users.

• Authorisation - FCA
• Complaints Handling
• Compliance Training
• Contracting / Interim
• Due Diligence
• Enforcement Action - AML and Payment Services
• File Reviews and/or Monitoring
• Health Checks
• Information Security / Data Protection
• EU / International Compliance
• Regulatory Capital / Solvency
• Regulatory Updates

• Claims Management Companies
• Collective Investments Funds
• Consumer Credit Providers
• Corporate Finance Firms
• Crypto (Capital Markets)
• Custodians/Depositaries
• Discretionary Fund Managers
• Electronic Money Issuers
• Financial Advisors
• Institutional Investment Management
• Private Client Investment Management
• Retail Investment Management