Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.



An independent compliance and operational risk consultancy. Providing advice on: corporate authorisations - acquisitions and other changes in control, - variations of permission - passporting, fund structuring and domicile - fund establishment and documentation - compliance monitoring programmed advice and audit - training and competence - training requirement surveys - training programme development and delivery - ongoing compliance advice - risk management systems advice, risk reviews - ICAAP review and development - SYSC documentation oversight process.  governance reviews - pre-FCA visit reviews and SIF training.  Support with Gabriel and ONA as appointed users.

T: 02072209070
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • EU / International Compliance
  • Regulatory Capital / Solvency
  • Regulatory Updates
Firms Served
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Crypto (Capital Markets)
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Electronic Money Issuers
  • Financial Advisors
  • Institutional Investment Management
  • Private Client Investment Management
  • Retail Investment Management