Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

FMConsult

An independent compliance and operational risk consultancy. Providing advice on: corporate authorisations – acquisitions and other changes in control, – variations of permission – passporting, fund structuring and domicile – fund establishment and documentation – compliance monitoring programmed advice and audit – training and competence – training requirement surveys – training programme development and delivery – ongoing compliance advice – risk management systems advice, risk reviews – ICAAP review and development – SYSC documentation oversight process.  governance reviews – pre-FCA visit reviews and SIF training.  Support with Gabriel and ONA as appointed users.

Address
2ND FLOOR 10 ARTHUR STREET LONDON
EC4R 9AY
T: 02072209070
Website
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Private Client investment management
  • Retail investment management