Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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11 Oct Fisher, Sassoon & Marks

Posted at 13:55h in Uncategorised by

We are a chartered accountancy practice specialising in investment businesses regulated by The Financial Conduct Authority. The practice prides itself on offering clear guidance on regulatory issues effecting entities with a view to maintaining best practice. The firm’s services cover the following areas: Assisting firms and individuals prepare FCA application packs, including drafting business plans, solvency and capital adequacy declarations, financial forecasts, compliance issues. Reviewing firms’ systems and controls, and reporting our findings to senior management. Assisting in completing variation in permission applications. Reporting to the FCA on firm’s annual Financial Statements and Annual FCA Return

Address
43-45 DORSET STREET LONDON
W1U 7NA
T: 02079358111
Email: jmarks@fsm.org.uk
Website: http://www.fsm.org.uk
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Compliance advice
  • Compliance Support
  • Expert Witness - Financial Services
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Updates
Firms Served
  • Corporate Finance Firms
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers