We are a chartered accountancy practice specialising in investment businesses regulated by The Financial Conduct Authority. The practice prides itself on offering clear guidance on regulatory issues effecting entities with a view to maintaining best practice. The firm's services cover the following areas: Assisting firms and individuals prepare FCA application packs, including drafting business plans, solvency and capital adequacy declarations, financial forecasts, compliance issues. Reviewing firms' systems and controls, and reporting our findings to senior management. Assisting in completing variation in permission applications. Reporting to the FCA on firm's annual Financial Statements and Annual FCA Return.

• Authorisation - FCA
• Client Assets
• Compliance Advice
• Compliance Support
• Expert Witness - AML and Payment Services
• Money Laundering / Financial Crime
• Payment Services Compliance
• Regulatory Capital / Solvency

• Corporate Finance Firms
• Crypto (Capital Markets)
• Crypto (Payment Services)
• Discretionary Fund Managers
• Electronic Money Issuers
• Fintech / Regtech
• Institutional Investment Management
• Multi Lateral Trading Facility
• Payments Services Institutions
• Private Client Investment Management
• Retail Investment Management
• Securities and Futures firms
• Stockbrokers