Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

FinTech Compliance Limited

About

Specialist FCA compliance consultants for technology-based, innovative and alternative finance firms.


Address
415 High Street, London,
E15 4QZ
T: 02071004058
E: kayne.osbourne@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
Services Offered
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Expert Witness - AML and Payment Services
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Money Laundering / Financial Crime
  • EU / International Compliance
  • Payment Services Compliance
  • Regulatory Capital / Solvency
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Electronic Money Issuers
  • Financial Advisors
  • Fintech / Regtech
  • Institutional Investment Management
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers - General
  • Investment Banks
  • Lead Generation Firms
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi Lateral Trading Facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Secondary Intermediaries
  • Securities and Futures firms
  • Stockbrokers
  • Wrap Platforms