02 Apr FinTech Compliance Limited
Posted at 14:05h
in Uncategorised
Specialist FCA compliance consultants for technology-based, innovative and alternative finance firms.
Address
415 High Street,
London,
E15 4QZ
T: 02071004058
E: kayne.osbourne@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
E15 4QZ
T: 02071004058
E: kayne.osbourne@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
Services Offered
- Client Assets
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Contracting/Interim
- Documentation
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Health Checks
- Information Security/Data Protection (GDPR)
- Money Laundering/Financial Crime Advice and Reviews
- Passporting/International Compliance
- Payments Services Registration and Compliance
- Regulatory Capital/Solvency
- Regulatory Returns Assistance
- Regulatory Updates
Firms Served
- Building Societies
- Claims Management Companies
- Collective Investments Funds
- Consumer Credit Providers
- Corporate Finance Firms
- Custodians/Depositaries
- Discretionary fund managers
- Electronic Money Issuers
- Fintech/Regtech
- IFA (incl IFA divisions of financial institutions)
- Institutional investment management
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Insurers
- Investment Banks
- Lead generation firms
- Money Service Businesses
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Multi lateral trading facility
- Payments Services Institutions
- Pension Scheme Operator/Provider
- Private Client investment management
- Restricted financial advisers
- Secondary Intermediaries
- Securities and Futures firms
- SIPP providers
- Stockbrokers
- Travel Insurers
- Wrap Platforms
Latest News
-
IFPR Working Group Meeting Minutes 29.03.21
12 April, 2021 -
FCA Finalised Guidance on advising on pension transfers
30 March, 2021