Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

FinTech Compliance Limited

Specialist FCA compliance consultants for technology-based, innovative and alternative finance firms.

Address
415 High Street, London,
E15 4QZ
T: 02071004058
E: kayne.osbourne@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/
Services Offered
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Payments Services Registration and Compliance
  • Regulatory Capital/Solvency
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lead generation firms
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • Travel Insurers
  • Wrap Platforms
Upcoming Events
  1. Dealing with Vulnerable Customers Webinar

    October 27 @ 10:00 am - 11:00 am
  2. APCC Virtual Spring Conference 2021

    9th March 2021 @ 10:00 am - 10th March 2021 @ 2:00 pm