APCC - Association of Professional Compliance Consultants | FinTech Compliance Limited

Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

02 Apr FinTech Compliance Limited

Posted at 14:05h in Uncategorised by Gabby Holloway

Specialist FCA compliance consultants for technology-based, innovative and alternative finance firms.

Address

415 High Street, London,
E15 4QZ
T: 02071004058
E: kayne.osbourne@fintechcompliance.co.uk
W: https://www.fintechcompliance.co.uk/

Services Offered

Client Assets
Complaints Handling Reviews
Compliance advice
Compliance Support
Compliance Training
Contracting/Interim
Documentation
Due Diligence
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Health Checks
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Passporting/International Compliance
Payments Services Registration and Compliance
Regulatory Capital/Solvency
Regulatory Returns Assistance
Regulatory Updates

Firms Served

Building Societies
Claims Management Companies
Collective Investments Funds
Consumer Credit Providers
Corporate Finance Firms
Custodians/Depositaries
Discretionary fund managers
Electronic Money Issuers
IFA (incl IFA divisions of financial institutions)
Institutional investment management
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Investment Banks
Lead generation firms
Money Service Businesses
Mortgage Brokers
Mortgage Lenders/Administrators
Multi lateral trading facility
Payments Services Institutions
Pension Scheme Operator/Provider
Private Client investment management
Restricted financial advisers
Secondary Intermediaries
Securities and Futures firms
SIPP providers
Stockbrokers
Travel Insurers
Wrap Platforms