Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Financial Compliance Limited

Financial Compliance Limited are a commercial and pragmatic compliance consultancy. With collective relevant Financial Services experience of approaching 100 years, we have the depth and breadth of professional experience to assist you in your regulatory authorisation and compliance needs.

Experience of managing businesses in the commercial world means we understand the pressures and priorities faced by your business and the need for focused, timely, cost-effective and appropriate support.

Recent experience working within the FSA Authorisations and Supervision departments managing complex applications and firms allows us to provide our clients with regulatory applications that fully meet and anticipate the needs of the regulator at the outset.

We are well positioned to assist our clients in the obtaining of what is known as Part IV Permission from the regulators for the undertaking of regulated activities. We are able to offer a complete application service where we assemble the entire application package including a full suite of policies and procedures documentation and manage the authorisation process from start to finish.

Our authorisations experience covers the entire range of regulated entities, from Investment Advisers to Insurance Companies, CIS Schemes through to major Fund Managers, Short Term Mortgage Providers, Consumer Credit firms through to Retail deposit-taking Banks – the full range of straightforward to complex applications.

Address
88 - 90 Hatton Garden, London,
EC1N 8PN
T: 02036374080
E: stephen@ensured-compliance.com
W: http://www.financialcompliance.co
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • File Review
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Returns Assistance
Firms Served
  • Banks/Deposit Takers
  • Consumer Credit Providers
  • Insurance Brokers - General
  • Insurers
  • Mortgage Lenders/Administrators