Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Executive Compliance Limited

About

Executive Compliance Limited offers a full range of compliance, financial crime and risk related services to any type of investment, payments or e-money firm at any stage of its evolution. The business is based upon the principles of transparency, value and relationship longevity. Executive Compliance Limited's priority is our client - we provide tailored solutions. They have operated in senior compliance positions with CF10/11 and SMF 16/17 responsibility to deliver the application as well as the principles.


Address
46 Northorpe Lane Thurlby, Bourne Lincolnshire
PE10 0HG
T: 07725578497
E: info@executivecompliance.org
W: https://www.executivecompliance.org/
Services Offered
  • Complaints Handling
  • Compliance Advice
  • Compliance Training
  • Contracting and/or interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Enforment Action - AML and Payment Services
  • File Review
  • Governance
  • Health Checks
  • Information security / Data protection
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting / International Compliance
  • Payments Services Registration and compliance
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
  • Skilled person panel
Firms Served
  • Electronic Money Issuers
  • IFA - inc IFA divisions of financial institutions
  • Money service businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers