11 Oct ECompli (UK) Limited
Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).
Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/GABRIEL reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.
We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Updates
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Mortgage Brokers
- Mortgage Lenders/Administrators