11 Oct ECompli (UK) Limited
Ecompli were established in 2006 and provide FCA compliance support to directly regulated General Insurance Brokers, Mortgage Brokers, Equity Release Firms and Insurance Claim Handling Firms (Loss Assessors).
Our specialist areas include: FCA Application Support, Financial Promotions reviews, Tailored Compliance Visits, Systems and Controls review, Training & Competence, TCF, File Reviews, RMAR/GABRIEL reporting, implementing Compliance Manuals / Procedures, staff training relating to Anti Money Laundering, Complaints Handling, Sales Process etc.
We deal with various sizes of firms from Sole Traders through to large corporate entities. We cover the whole of the UK and our office is based in Blackburn, Lancashire.
- Authorisation - FCA
- Complaints Handling
- Compliance Training
- Contracting / Interim
- Due Diligence
- Enforcement Action - AML and Payment Services
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- EU / International Compliance
- Regulatory Updates
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Mortgage Brokers
- Mortgage Lenders/Administrators