Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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28 Jan DWF Regulatory Consulting

Posted at 15:14h in Uncategorised by
About

DWF specialise in providing advisory and legal services to FCA, PRA and PSR regulated firms. 


Address
1 Scott Place, 2 Hardman Street, Manchester,
M3 3AA
T: 03333203330
E: Regulatory.Consulting@dwf.law
W: http://www.dwf.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Authorisation - PRA
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Contracting / Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • EU / International Compliance
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Information Security / Data Protection
  • Mis-selling reviews
  • Money Laundering / Financial Crime
  • Payment Services Compliance
  • Pension Reviews
  • Regulatory Capital / Solvency
  • Regulatory Hosting / Incubation
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
  • Risk Management
  • Skilled person panel
  • Skilled Person Panel - Client Assets
  • Skilled Person Panel - Conduct of business
  • Skilled Person Panel - Financial Crime
  • Skilled Person Panel - Governance - Controls & Risk Frameworks
  • Skilled Person Panel - On FCA Panel
  • Skilled Person Panel - Prudential - Investment Firms - Intermediaries and RIE
  • Skilled Persons Panel - Off FCA Panel
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Crypto (Payment Services)
  • Custodians/Depositaries
  • Discretionary Fund Managers
  • Electronic Money Issuers
  • Energy Market Participants
  • Financial Advisors
  • Friendly Societies
  • Funeral Planning
  • High Value Dealers
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Institutional Investment Management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lead Generation Firms
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Advisers
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
  • Trust Service Providers
  • Wrap Platforms
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