Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Duff & Phelps

Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, disputes and investigations, cyber security, claims administration, and compliance and regulatory issues. With Kroll, the leading global provider of risk solutions, and Prime Clerk, the leader in complex business services and claims administration, our firm has nearly 4,000 professionals in 25 countries around the world.

 

Duff & Phelps’ Compliance and Regulatory Consulting practice provides a range of award-winning services to the global financial services industry. Our broad expertise includes compliance and regulatory consulting, risk consulting and infrastructure, due diligence, regulatory tax advisory and business services. Drawn from financial institutions, regulators and advisory firms, our multidisciplinary team operates seamlessly across borders to help clients build, manage and protect their businesses. We are closely connected with regulators and industry associations so clients have the best available information on regulatory requirements and trends.

Address
THE SHARD 32 LONDON BRIDGE STREET LONDON
SE1 9SG
T: 02070894700
E: info@duffandphelps.com
W: http://www.duffandphelps.com
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Pension Reviews
  • Regulatory Capital/Solvency
  • Regulatory Hosting/Incubation
  • Regulatory Relationship Management
  • Regulatory Updates
  • Skilled Person Panel
  • Skilled Person Panel - Client Assets
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Financial Crime
  • Skilled Person Panel - Governance, Controls & Risk Frameworks
  • Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Crypto (Payment Services)
  • Crypto (Capital Markets)
  • Discretionary fund managers
  • Electronic Money Issuers
  • Fintech/Regtech
  • Friendly Societies
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Advisors
  • Private Client investment management
  • Retail investment management
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • System Providers
  • System suppliers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Trust Service Providers
  • Wrap Platforms