Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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11 Oct Dart Compliance Limited

Posted at 12:07h in Uncategorised by
About

Experienced, high quality compliance solutions for General Insurance intermediaries


Address
1 HEDGEWAY NORTHAMPTON NORTHANTS
NN4 0SP
T: 01604709942
E: info@dartcompliance.co.uk
W: http://www.dartcompliance.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervised visit
  • Authorisation - FCA
  • Authorisations / Permissions applications
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • File Review
  • Information security / Data protection
  • Money Laundering / Financial Crime
  • Passporting / International Compliance
  • Regulatory Capital / Solvency
  • Regulatory Returns Assistance
Firms Served
  • Authorised Professional Persons
  • Insurance Brokers General
  • Insurers
  • Secondary Intermediaries
  • System Providers
  • Trade Associations - professional bodies and regulators