
11 Oct Dart Compliance Limited
Posted at 12:07h
in Uncategorised
About
Experienced, high quality compliance solutions for General Insurance intermediaries
Address
1 Hedgeway,
Northampton
Northamptonshire
NN4 0SP
T: 01604709942
E: info@dartcompliance.co.uk
W: http://www.dartcompliance.co.uk
NN4 0SP
T: 01604709942
E: info@dartcompliance.co.uk
W: http://www.dartcompliance.co.uk
Services Offered
- Advice pre regulatory risk assessment or supervised visit
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- File Reviews and/or Monitoring
- Information Security / Data Protection
- Money Laundering / Financial Crime
- EU / International Compliance
- Regulatory Capital / Solvency
- Regulatory Returns
Firms Served
- Authorised Professional Persons
- Insurance Brokers - General
- Insurers
- Secondary Intermediaries
- System Providers
- Trade Associations - professional bodies and regulators