Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Dart Compliance Limited

Experienced, high quality compliance solutions for General Insurance intermediaries

Address
1 HEDGEWAY NORTHAMPTON NORTHANTS
NN4 0SP
T: 01604709942
Email: info@dartcompliance.co.uk
Website: http://www.dartcompliance.co.uk
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - AML and Payment Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Management training & support, Staff training
  • Marketing and Business Development
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Pension Reviews
  • Regulatory and Examination Training and Coaching
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Shadow s.166 reviews
  • Skilled Person Panel - Data & IT Infrastructure
  • Skilled Person Panel - Client Assets
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Financial Crime
  • Skilled Person Panel - Governance, Controls & Risk Frameworks
  • Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Crypto (Payment Services)
  • Crypto (Capital Markets)
  • Discretionary fund managers
  • Electronic Money Issuers
  • Energy Market Participants
  • Fintech/Regtech
  • Friendly Societies
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lead generation firms
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Advisors
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Recruitment of Regulatory Staff ( Registered Recruiter)
  • Restricted financial advisers
  • Retail investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System Providers
  • System suppliers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Travel Insurers
  • Trust Service Providers
  • Wrap Platforms