
11 Oct Corylus Compliance Services
I have worked in financial services for over 27 years and for 6 of those years was the compliance director for a regional IFA and investment management group. Over the years I have developed in-depth knowledge and understanding of FCA rules and regulations and can develop and help maintain core business quality-assurance measures and principles. I believe compliance should be seen as business focused and creative, achieving cost benefits for firms by implementing efficiency and quality improvements. My real business experience enables me to turn regulation into commercial reality in a pragmatic way that recognises any firm’s need for profitability.

Address
T: 01945474612
E: abryant@corylus-compliance.co.uk
W: https://corylus-compliance.co.uk/default.htm
Services Offered
- Complaints Handling Reviews
- Compliance Training
- Due Diligence
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Regulatory Updates
Firms Served
- Discretionary fund managers
- IFA (incl IFA divisions of financial institutions)