
10 Oct Conduct Matters Limited
Conduct Matters Limited provides expert Conduct Risk advice and training to insurance businesses operating under UK Financial Services Conduct regulation (the Financial Conduct Authority and/or The Society of Lloyd’s). Helping clients mitigate the risk of regulatory intervention and reputational damage as a result of a failure to treat customers fairly and/or adhere to the regulatory requirements for Conduct and/or the handling of complaints.
Services Offered
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- File Review
- Health Checks
Firms Served
- Company Service Providers
- Insurance Brokers - General
- Insurers
- Lloyds
- System suppliers
- Third party product providers