APCC - Association of Professional Compliance Consultants | Conduct Culture Limited

Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads. The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

23 Jun Conduct Culture Limited

Posted at 09:56h in Uncategorised by Gabby Holloway

Independent Conduct & Culture Specialist with over twenty five years FS experience.

Address

7 Glenwood, Callow Hill, Virginia Water, Surrey
GU25 4LW
T: 07901556688
E: andy@conductculture.co.uk
W: https://conductculture.co.uk/

Services Offered

Authorisation -FCA
Complaints Handling Reviews
Compliance advice
Compliance Training
Contracting/Interim
Due Diligence
Enforcement Action - Financial Services
Expert Witness - Financial Services
File Review
Governance
Information Security/Data Protection (GDPR)
Money Laundering/Financial Crime Advice and Reviews
Pension Reviews
Regulatory Relationship Management

Firms Served

Authorised Professional Persons
Banks/Deposit Takers
Building Societies
Collective Investments Funds
Consumer Credit Providers
Corporate Finance Firms
Discretionary fund managers
Friendly Societies
IFA (incl IFA divisions of financial institutions)
Insurance Brokers - General
Insurance Brokers - Pure Protection Products
Insurers
Lloyds
Mortgage Brokers
Pension Scheme Operator/Provider
Private Client investment management
Restricted financial advisers
Retail investment management
SIPP providers
Stockbrokers
Third party product providers
Trade associations, professional bodies and regulators
Wrap Platforms