Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Conduct Culture Limited

Independent Conduct & Culture Specialist with over twenty five years FS experience.

Address
7 Glenwood, Callow Hill, Virginia Water, Surrey
GU25 4LW
T: 07901556688
E: andy@conductculture.co.uk
W: https://conductculture.co.uk/
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Training
  • Contracting/Interim
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Governance
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Relationship Management
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Discretionary fund managers
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Lloyds
  • Mortgage Brokers
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • SIPP providers
  • Stockbrokers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Wrap Platforms
Upcoming Events
  1. Dealing with Vulnerable Customers Webinar

    October 27 @ 10:00 am - 11:00 am
  2. APCC Virtual Spring Conference 2021

    9th March 2021 @ 10:00 am - 10th March 2021 @ 2:00 pm