Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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23 Jun Conduct Culture Limited

Posted at 09:56h in Uncategorised by
About

Independent Conduct & Culture Specialist with over twenty five years FS experience.


Address
7 Glenwood, Callow Hill, Virginia Water, Surrey
GU25 4LW
T: 07901556688
E: andy@conductculture.co.uk
W: https://conductculture.co.uk/
Services Offered
  • Complaints Handling
  • Compliance Advice
  • Compliance Training
  • Contracting / Interim
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • Information Security / Data Protection
  • Pension Reviews
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Discretionary Fund Managers
  • Friendly Societies
  • IFA - Financial Institutions
  • Insurance Brokers - Pure Protection Products
  • Insurance Brokers - General
  • Insurers
  • Lloyds
  • Mortgage Brokers
  • Pension Scheme Operator/Provider
  • Private Client Investment Management
  • Restricted Financial Advisors
  • Retail Investment Management
  • SIPP providers
  • Stockbrokers
  • Third Party Product Providers
  • Trade Associations - professional bodies and regulators
  • Wrap Platforms