Complymatic’s Compliance consultants specialise in advice and support services across all aspects of compliance to the Regulated Financial community within the UK. We understand the pressure felt by firms to get business decisions right and we are here to guide firms through the pitfalls of the ever changing and ever-more stringent regulation. We take a proactive approach to regulation and knowing our client’s business to ensure our services are always current while remaining flexible to the dynamic, thus enabling us to provide tailored services and advice. Our team work with each business to reduce risk, by putting our client relationships at the heart of what we do by using a new way of viewing their risk and compliance obligations.

• Advice pre regulatory risk assessment or supervised visit
• Authorisation - FCA
• Client Assets
• Complaints Handling
• Compliance Advice
• Compliance Support
• Compliance Training
• Contracting / Interim
• Documentation
• Due Diligence
• Enforcement Action - AML and Payment Services
• Enforcement Action - Financial Services
• EU / International Compliance
• File Reviews and/or Monitoring
• Governance
• Health Checks
• Information Security / Data Protection
• Money Laundering / Financial Crime
• Payment Services Compliance
• Regulatory Capital / Solvency
• Regulatory Hosting / Incubation
• Regulatory Returns
• Regulatory Updates

• Authorised Professional Persons
• Collective Investments Funds
• Corporate Finance Firms
• Crypto (Capital Markets)
• Crypto (Payment Services)
• Discretionary Fund Managers
• Electronic Money Issuers
• Energy Market Participants
• Financial Advisors
• Institutional Investment Management
• Money Service Businesses
• Payments Services Institutions
• Private Client Investment Management
• Retail Investment Management
• Securities and Futures firms
• Stockbrokers