
10 Oct Compliant Solutions Limited
About
Based in Essex with a team of consultants covering the UK we provide hands on support to firms seeking to become directly authorised. For existing regulated firms we provide on-going compliance monitoring support.
Address
CM8 1BJ
T: 01376514166
E: info@compliantsolutions.co.uk
W: http://www.compliantsolutions.co.uk
Services Offered
- Authorisation - FCA
- Client Assets
- Compliance Advice
- Compliance Support
- Compliance Training
- Due Diligence
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Regulatory Capital / Solvency
- Regulatory Updates
Firms Served
- Crypto (Capital Markets)
- Crypto (Payment Services)
- Electronic Money Issuers
- Financial Advisors
- Fintech / Regtech
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Insurers
- Money Service Businesses
- Mortgage Lenders/Administrators
- Payments Services Institutions
- Pension Advisers