Compliancy Services is a professional and established compliance consultancy that assists its clients to achieve and maintain compliance with the FCA regulations.  We are a professional support firm that adopts a parternship and long term approach.  Our clients benefit from having transparency over their compliance risks at all times and the comfort of a professional Compliance Partner, to turn to as their businesses grow and develop and we have unique and bespoke supporting technology.

• Authorisation - FCA
• Authorisations / Permissions applications
• Client Assets
• Complaints Handling
• Compliance Support
• Compliance Training
• Due Diligence
• Enforcement Action
• Expert Witness
• File Review
• Health Checks
• Information security / Data protection
• Money Laundering/Financial rime Advice and Reviews
• Passporting / International Compliance
• Payment Services Compliance
• Regulatory Updates
• Skilled person panel

• Authorised Professional Persons
• Banks Deposit Takers
• Claims Management Companies
• Consumer Credit Providers
• Corporate Finance Firms
• Crypto (Capital markets)
• Crypto (payment services)
• Discretionary fund managers
• Electronic Money Issuers
• Financial Advisors
• Fintech / Regtech
• High Value Dealers
• Institutional investment management
• Insurance Brokers - Pure Protection Products
• Insurance Brokers General
• Insurers
• Money Services Businesses
• Mortgage Lenders/Administrators
• Multi lateral trading facility
• Payments Services Institutions
• Private Client investment management
• Retail investment management
• Securities and Futures firms
• SIPP providers
• Stockbrokers