Compliancy Services is a professional and established compliance consultancy that assists its clients to achieve and maintain compliance with the FCA regulations.  We are a professional support firm that adopts a parternship and long term approach.  Our clients benefit from having transparency over their compliance risks at all times and the comfort of a professional Compliance Partner, to turn to as their businesses grow and develop and we have unique and bespoke supporting technology.

• Authorisation -FCA
• Client Assets
• Complaints Handling Reviews
• Compliance advice
• Compliance Support
• Compliance Training
• Documentation
• Due Diligence
• Enforcement Action - Financial Services
• Expert Witness - Financial Services
• File Review
• Health Checks
• Money Laundering/Financial Crime Advice and Reviews
• Payments Services Registration and Compliance
• Regulatory Updates

• Claims Management Companies
• Custodians/Depositaries
• Discretionary fund managers
• Electronic Money Issuers
• Friendly Societies
• High Value Dealers
• Institutional investment management
• Insurance Brokers - General
• Insurance Brokers - Pure Protection Products
• Insurers
• Money Service Businesses
• Mortgage Brokers
• Mortgage Lenders/Administrators
• Multi lateral trading facility
• Payments Services Institutions
• Private Client investment management
• Securities and Futures firms
• SIPP providers
• Stockbrokers