
10 Oct Compliancy Services Limited
Compliancy Services is a professional and established compliance consultancy that assists its clients to achieve and maintain compliance with the FCA regulations. We are a professional support firm that adopts a parternship and long term approach. Our clients benefit from having transparency over their compliance risks at all times and the comfort of a professional Compliance Partner, to turn to as their businesses grow and develop and we have unique and bespoke supporting technology.

Address
EC1A 9JU
T: 02070604499
E: info@compliancy-services.co.uk
W: http://www.compliancy-services.co.uk
Services Offered
- Authorisation -FCA
- Client Assets
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Payments Services Registration and Compliance
- Regulatory Updates
Firms Served
- Claims Management Companies
- Custodians/Depositaries
- Discretionary fund managers
- Electronic Money Issuers
- Friendly Societies
- High Value Dealers
- Institutional investment management
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Insurers
- Money Service Businesses
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Multi lateral trading facility
- Payments Services Institutions
- Private Client investment management
- Securities and Futures firms
- SIPP providers
- Stockbrokers