
10 Oct Compliancy Services Limited
About
Compliancy Services is a professional and established compliance consultancy that assists its clients to achieve and maintain compliance with the FCA regulations. We are a professional support firm that adopts a parternship and long term approach. Our clients benefit from having transparency over their compliance risks at all times and the comfort of a professional Compliance Partner, to turn to as their businesses grow and develop and we have unique and bespoke supporting technology.
Address
EC1A 9JU
T: 02070604499
E: info@compliancy-services.co.uk
W: http://www.compliancy-services.co.uk
Services Offered
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - AML and Payment Services
- Expert Witness - AML and Payment Services
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- EU / International Compliance
- Payment Services Compliance
- Regulatory Updates
- Skilled person panel
Firms Served
- Authorised Professional Persons
- Banks Deposit Takers
- Claims Management Companies
- Consumer Credit Providers
- Corporate Finance Firms
- Crypto (Capital Markets)
- Crypto (Payment Services)
- Discretionary Fund Managers
- Electronic Money Issuers
- Financial Advisors
- Fintech / Regtech
- High Value Dealers
- Institutional Investment Management
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Insurers
- Money Service Businesses
- Mortgage Lenders/Administrators
- Multi Lateral Trading Facility
- Payments Services Institutions
- Private Client Investment Management
- Retail Investment Management
- Securities and Futures firms
- SIPP providers
- Stockbrokers