Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance South West Limited

Providing compliance support to financial firms including insurers, financial advisers, insurance intermediaries and mortgage brokers.

Address
Lane Barn, Northleigh Hill, Goodleigh, Devon,
EX32 7NR
T: 07968821920
E: patriciafrancis39@yahoo.co.uk
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • File Review
  • Health Checks
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers
  • Restricted financial advisers
  • Third party product providers
  • Travel Insurers