29 Jan Compliance South West Limited
Posted at 10:16h
in Uncategorised
About
Providing compliance support to financial firms including insurers, financial advisers, insurance intermediaries and mortgage brokers.
Address
Lane Barn,
Northleigh Hill,
Goodleigh,
Devon,
EX32 7NR
T: 07968821920
E: patriciafrancis39@yahoo.co.uk
EX32 7NR
T: 07968821920
E: patriciafrancis39@yahoo.co.uk
Services Offered
- Authorisation - FCA
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- File Reviews and/or Monitoring
- Health Checks
- Regulatory Returns
- Regulatory Updates
Firms Served
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Insurers
- Mortgage Brokers
- Restricted Financial Advisors