Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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10 Oct Compliance Management Services Limited

Posted at 11:40h in Uncategorised by
About

Compliance Management Services Ltd was established in 2003 to provide compliance and support services exclusively to general insurance brokers and intermediaries. Compliance Management Services Ltd provides compliance solutions that are tailored to its clients' requirements. The company only uses qualified consultants with a background in the insurance industry and at least five years' experience of compliance and audit work in the insurance broking sector.

Support is provided through on-site visits, as well as telephone and email contact. Clients are also kept informed of significant regulatory developments, including revisions to rules and procedures. In addition to compliance and support services, the company offers a number of stand-alone services including file audits and pre-acquisition compliance due diligence. We provide a comprehensive compliance consultancy service that is targetted at the needs of General Insurance Intermediaries.


Address
HEAD OFFICE 103-105 BRIGHTON ROAD COULSDON SURREY
CR5 2NG
T: 02072062664
E: enquiries@compliancemanagement.co.uk
W: https://www.compliancemanagement.co.uk/
Services Offered
  • Authorisation - FCA
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • EU / International Compliance
  • File Reviews and/or Monitoring
  • Governance
  • Health Checks
  • Money Laundering / Financial Crime
  • Regulatory Capital / Solvency
  • Regulatory Relationship Management
  • Regulatory Returns
  • Regulatory Updates
Firms Served
  • Insurance Brokers - General
  • Insurers
  • Secondary Intermediaries
  • Trade Associations - professional bodies and regulators