
10 Oct Compliance Management Services Limited
About
Compliance Management Services Ltd was established in 2003 to provide compliance and support services exclusively to general insurance brokers and intermediaries. Compliance Management Services Ltd provides compliance solutions that are tailored to its clients' requirements. The company only uses qualified consultants with a background in the insurance industry and at least five years' experience of compliance and audit work in the insurance broking sector.
Support is provided through on-site visits, as well as telephone and email contact. Clients are also kept informed of significant regulatory developments, including revisions to rules and procedures. In addition to compliance and support services, the company offers a number of stand-alone services including file audits and pre-acquisition compliance due diligence. We provide a comprehensive compliance consultancy service that is targetted at the needs of General Insurance Intermediaries.
Address
CR5 2NG
T: 02072062664
E: enquiries@compliancemanagement.co.uk
W: https://www.compliancemanagement.co.uk/
Services Offered
- Authorisation - FCA
- Client Assets
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Documentation
- Due Diligence
- EU / International Compliance
- File Reviews and/or Monitoring
- Governance
- Health Checks
- Money Laundering / Financial Crime
- Regulatory Capital / Solvency
- Regulatory Relationship Management
- Regulatory Returns
- Regulatory Updates
Firms Served
- Insurance Brokers - General
- Insurers
- Secondary Intermediaries
- Trade Associations - professional bodies and regulators