Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance First

Compliance First is the leading and independent provider of bespoke compliance and business solutions for Scotland, Northern Ireland and Northern England. The team provides firms with the tools and advice necessary to run a successful business and is committed to raising the standard of professional support.

Its personal service is designed to ensure that Clients fully realise the benefits of their comprehensive range of services and added value support to assist the growth of their business. Whether a firm wants to seek direct authorisation, increase business volumes or get help and support, their aim is to provide all the support and facilities a firms needs to achieve exactly what they want for their own business.

Address
Building 2, Kirkhill House, Broom Road East, Newton Mearns, Glasgow,
G77 5LL
T: 01414164161
Email
Website
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - Financial Services
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Mortgage Brokers