Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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10 Oct Compliance Cubed Limited

Posted at 11:38h in Uncategorised by

Based in the Bristol area but covering the UK we provide hands on support to firms seeking to become directly authorised through to on-going compliance monitoring support. Our work includes developing and monitoring systems, policies and programmes including training and competence and providing advice in relation to FCA policy as it develops.

Address
18 WOODHILL AVENUE PORTISHEAD BRISTOL
BS20 7EX
T: 01275390081
Email
Website
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Updates
Firms Served
  • Corporate Finance Firms
  • Discretionary fund managers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Securities and Futures firms
  • Stockbrokers