Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance Cubed Limited

About

Based in the Bristol area but covering the UK we provide on-going compliance monitoring support. Our work includes developing and monitoring systems, policies and programmes including training and competence and providing advice in relation to FCA policy as it develops.


Address
18 WOODHILL AVENUE PORTISHEAD BRISTOL
BS20 7EX
T: 01275390081
E: info@compliancecubed.co.uk
W: http://www.compliancecubed.co.uk
Services Offered
  • Client Assets
  • Complaints Handling
  • Compliance Advice
  • Compliance Training
  • Due Diligence
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Regulatory Capital / Solvency
  • Regulatory Updates
Firms Served
  • Corporate Finance Firms
  • Discretionary Fund Managers
  • Financial Advisors
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Mortgage Lenders/Administrators
  • Pension Advisers
  • Private Client Investment Management
  • Retail Investment Management
  • Securities and Futures firms
  • Stockbrokers