Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance Control Consultancy

I am a FCA compliance consultant with over 15 years’ experience in Regulatory Compliance, Operational Risk and Financial Crime.  The service I provide not only includes onsite visits but continuous phone and email support channels. I can tailor a compliance solution that’s right for you and your firm.

The services available are:

  • ADVICE & SUPPORT
  • ASSISTANCE WITH CONSUMER CREDIT APPLICATION’S
  • COMPLIANCE HEALTH CHECK
  • COMPLIANCE MONITORING
  • DOCUMENTATION
  • FINANCIAL CRIME
  • POLICES & PROCEDURES
  • GOVERNANCE
  • OPERATIONAL RISK
  • PROJECTS
  • SENIOR MANAGEMENT REGIME
  • ICO ADVICE INCLUDING GDPR
  • FINANCIAL PROMOTIONS (ADVERTISING AND SOCIAL MEDIA).
  • ON-GOING COMPLIANCE & REVIEWS
Address
WILLOW BECK, CHAPEL LANE, EMLEY
HD8 9SP
T: 07738444377
Email
Website
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance Training
  • Due Diligence
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Claims Management Companies
  • Consumer Credit Providers
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - General
  • Insurers
  • Mortgage Brokers
  • Mortgage Lenders/Administrators