Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Compliance Control Consultancy

About

I am a FCA compliance consultant with over 15 years' experience in Regulatory Compliance, Operational Risk and Financial Crime.  The service I provide not only includes onsite visits but continuous phone and email support channels. I can tailor a compliance solution that's right for you and your firm.

The services available are:

ADVICE & SUPPORT
ASSISTANCE WITH CONSUMER CREDIT APPLICATION’S
COMPLIANCE HEALTH CHECK
COMPLIANCE MONITORING
DOCUMENTATION
FINANCIAL CRIME
POLICES & PROCEDURES
GOVERNANCE
OPERATIONAL RISK
PROJECTS
SENIOR MANAGEMENT REGIME
ICO ADVICE INCLUDING GDPR
FINANCIAL PROMOTIONS (ADVERTISING AND SOCIAL MEDIA).
ON-GOING COMPLIANCE & REVIEWS


Address
WILLOW BECK, CHAPEL LANE, EMLEY
HD8 9SP
T: 07738444377
E: julie@compliancecc.co.uk
W: http://www.compliancecontrolconsultancy.com
Services Offered
  • Authorisation - FCA
  • Authorisations / Permissions applications
  • Complaints Handling
  • Compliance Training
  • contracting / interim
  • Due Diligence
  • File Review
  • Health Checks
  • Information security / Data protection
  • Money Laundering / Financial Crime
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Claims Management Companies
  • Consumer Credit Providers
  • Financial Advisors
  • IFA - inc IFA divisions of financial institutions
  • Insurance Brokers General
  • Mortgage Brokers
  • Mortgage Lenders/Administrators