10 Oct Compliance Consultancy Solutions Limited
Posted at 11:29h
in Uncategorised
About
Providing a bespoke, user friendly compliance service to IFAs, Solicitors, Accountants, GI and Mortgage Brokers, with over 17 years compliance experience.
Address
5 HORNER AVENUE
FRADLEY
LICHFIELD
STAFFORDSHIRE
WS13 8TR
T: 07580037320
E: vicki.bailey@compliancecs.com
WS13 8TR
T: 07580037320
E: vicki.bailey@compliancecs.com
Services Offered
- Authorisation - FCA
- Complaints Handling
- Compliance Advice
- Compliance Support
- Compliance Training
- Due Diligence
- Expert Witness - AML and Payment Services
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Regulatory Updates
Firms Served
- Authorised Professional Persons
- Discretionary Fund Managers
- Financial Advisors
- Insurance Brokers - Pure Protection Products
- Insurance Brokers - General
- Insurers
- Mortgage Lenders/Administrators
- Pension Advisers
- Retail Investment Management