10 Oct Complete Compliance Support Limited
We are a small company that wants to know you and your business. We are friendly, approachable and trustworthy.
We dont adopt a ‘one size fits all’ approach, instead we provide a bespoke service that compliments your business.
We build a personal relationship with our clients, so we are fully aware of what your business requires, and we can integrate ourselves seamlessly into providing a services that is tailored specifically for you.
Please see our website for further information.
- Advice pre regulatory risk assessment or supervision visit
- Authorisation -FCA
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- File Review
- Health Checks
- Mis-selling Reviews
- Money Laundering/Financial Crime Advice and Reviews
- Pension Reviews
- Regulatory Returns Assistance
- Regulatory Updates
- Authorised Professional Persons
- Consumer Credit Providers
- IFA (incl IFA divisions of financial institutions)
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Lead generation firms
- Mortgage Brokers
- Restricted financial advisers