Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Association of Professional Compliance Consultants

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10 Oct Caledonia Consultancy

Posted at 11:06h in Uncategorised by
About

We offer a specialised range of services to assist our clients meet both the spirit and the letter of the regulatory rules whilst continuing to function as an effective business. Our bespoke documentation system aims to provide competent client service and enhanced net profit as well as avoiding future complaints. We are not "box tickers" and "wrist slapping gurus". We offer a personal, hand on approach working with all staff. All our clients arrive via personal recommendations. Often our first assignment is as compliance trouble shooters. Please see our web site for more information.


Address
25 NETHERVALE AVENUE NETHERLEE GLASGOW EAST RENFREWSHIRE
G44 3XP
T: 07717130031
E: caledoniaconsultancy@btinternet.com
W: http://www.caledoniaconsultancy.com
Services Offered
  • Authorisation - FCA
  • Complaints Handling
  • Compliance Advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • File Reviews and/or Monitoring
  • Health Checks
  • Information Security / Data Protection
  • Regulatory Capital / Solvency
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Financial Advisors
  • IFA - Financial Institutions
  • Insurance Brokers - Pure Protection Products
  • Mortgage Lenders/Administrators
  • Pension Advisers