Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

C&G Regulatory Solutions

Alexander Culley founded C & G Regulatory Solutions as A.C.Culley & Co. in September 2021 to offer businesses active in the financial services sector first class support with financial regulatory governance, risk and conduct matters.

A.C.Culley & Co. experienced rapid growth in client take on. By mid 2022, A.C.Culley & Co. had already provided services to a diverse book of clients including broker dealers, fund managers, payment services enterprises, trading venues and non-financial counterparties active in the commodities markets. These clients emanated from several jurisdictions including Gibraltar, Malta, Monaco, the UAE and the UK.

To build on the initial success of A.C.Culley & Co., experienced practitioner Lewis Gurry  joined the business as a director and joint shareholder in mid 2022.  To reflect the new partnership, A.C.Culley & Co. rebranded as C & G Regulatory Solutions. Furthermore, the firm added premises in the City of London to complement its hub and registered address in Southampton, offering London based clients a convenient and spectacular location to meet C & G consultants.

At the heart of C & G’s philosophy is an emphasis on practical experience. If you are seeking assistance from consultants who have held senior positions in industry at competitive rates, come and talk to us.

Address
International House, George Curl Way, Southampton, Hampshire,
SO18 2RZ
T: 02380302100
E: enquiries@cgregulatorysolutions.com
W: https://cgregulatorysolutions.com/
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation -FCA
  • Complaints Handling
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Expert Witness - Financial Services
  • Governance
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates
  • Risk Management
Firms Served
  • Collective Investments Funds
  • Crypto (Capital Markets)
  • Crypto (Payment Services)
  • Energy Market Participants
  • Financial Advisors
  • IFA - Financial Institutions
  • IFA's - Wealth Managers
  • Institutional Investment Management
  • Investment Banks
  • Money Service Businesses
  • Multi Lateral Trading Facility
  • Payments Services Institutions
  • Private Client Investment Management
  • Retail Investment Management
  • Securities and Futures firms
  • Stockbrokers
  • Trade Associations - professional bodies and regulators
Upcoming Events
  1. OAC Webinar Roundtable Webinar session on the 1st September 11am calculating redress for non-compliant pension transfer advice.

    September 1 @ 11:00 am - 12:00 pm
  2. FSCS Roundtable

    September 6 @ 11:00 am - 12:00 pm
  3. Operational Committee Meeting

    September 20 @ 2:00 pm - 3:00 pm
  4. Women In Compliance

    September 22 @ 10:00 am - 11:00 am
  5. APCC Board Meeting

    September 28 @ 2:00 pm - 4:00 pm