Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

BDO LLP

Our award winning Regulatory Consultancy team helps businesses anticipate and adapt in ever changing regulatory climate. We provide consultative problem solving together with core compliance services to meet all the regulatory needs of your business.

We ensure our clients meet the requirements of both UK and European regulation, with the aim to enable clients to embrace regulations and manage the impacts of regulatory change. We strive to be a trusted advisor who can be relied upon to add value, provide challenge and deliver a service which will facilitate you business’ sustainable future.

Address
150 ALDERSGATE STREET LONDON
EC1A 4AB
T: 02073349191
E: lorraine.bay@bdo.co.uk
W: http://www.bdo.co.uk
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Skilled Person Panel - Client Assets
  • Skilled Person Panel - Conduct of Business
  • Skilled Person Panel - Financial Crime
  • Skilled Person Panel - Governance, Controls & Risk Frameworks
  • Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
Firms Served
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • High Value Dealers
  • Institutional investment management
  • Insurance Brokers - General
  • Insurers
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers