Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Axiom Compliance Limited

Axiom Compliance represents a unique presence in the regulation of banking and financial services offering market and regulatory experience in an integrated firm. Axiom Compliances aim is to provide sound compliance advice and hands on solutions. We recognise that compliance should go hand in hand with risk management and good business practice.

Axiom provides a wide range of financial compliance services and regulatory advice across banking and financial institutions. We enable you to stay within the regulations in the most cost effective, timely and practical manner, whilst not stifling your business.

Axioms compliance professionals are ex regulators and industry professionals with significant industry knowledge and an understanding of commercial business concerns. Our experience is gained from employment with the SFA and FSA and in the financial services and banking industry. Our close links with risk management specialists, auditors and law firms enable us to go beyond the pure compliance aspects of your business.

Address
19 COALECROFT ROAD LONDON
SW15 6LW
T: 07941156951
Email
Website
Services Offered
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
Firms Served
  • Authorised Professional Persons
  • Corporate Finance Firms
  • Discretionary fund managers
  • Institutional investment management
  • Private Client investment management
  • Securities and Futures firms
  • Stockbrokers