10 Oct Apricity Compliance
Apricity is the new kid on the compliance block! Quite simply, we offer support to help advisers and planners and their firms be compliant in as simple a manner as possible.
Having been created after listening to advisers frustrated with their existing compliance support (insight from our sister company, outsourced paraplanning company Para-Sols), we understand first-hand that legislation and FCA guidance can be difficult to navigate. And so, Apricity was designed to be something truly unique, to support directly authorised firms who want to focus their time on giving amazing advice to their clients.
Our two missions are...
1. To help you set up your business so that all future output is naturally compliant; and
2. To make your compliance experience positive, helpful, even enjoyable!
It's a big ask. It means completely changing the face of ‘compliance' as we now know it, but we think we're the right people for the job.
- Authorisation - FCA
- Complaints Handling Reviews
- Compliance Advice
- Compliance Support
- Compliance Training
- Due Diligence
- File Reviews and/or Monitoring
- Health Checks
- Information Security / Data Protection
- Money Laundering / Financial Crime
- Regulatory Returns
- Authorised Professional Persons
- IFA - Financial Institutions
- Insurance Brokers - General
- Mortgage Brokers
- Mortgage Lenders/Administrators
- Restricted Financial Advisors
- Retail Investment Management