11 May Alphecca Ltd
Posted at 13:14h
in Uncategorised
Alphecca Limited
Address
Services Offered
- Advice pre regulatory risk assessment or supervision visit
- Authorisation - PRA
- Authorisation -FCA
- Client Assets
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Contracting/Interim
- Documentation
- Due Diligence
- Enforcement Action - AML and Payment Services
- Enforcement Action - Financial Services
- Expert Witness - AML and Payment Services
- Expert Witness - Financial Services
- File Review
- Governance
- Health Checks
- Information Security/Data Protection (GDPR)
- Management training & support, Staff training
- Marketing and Business Development
- Mis-selling Reviews
- Money Laundering/Financial Crime Advice and Reviews
- Passporting/International Compliance
- Payments Services Registration and Compliance
- Pension Reviews
- Regulatory Capital/Solvency
- Regulatory Hosting/Incubation
- Regulatory Relationship Management
- Regulatory and Examination Training and Coaching
- Regulatory Returns Assistance
- Regulatory Updates
- Risk Management
- Shadow s.166 reviews
- Skilled Person Panel
- Skilled Person Panel - Data & IT Infrastructure
- Skilled Person Panel - Client Assets
- Skilled Person Panel - Conduct of Business
- Skilled Person Panel - Financial Crime
- Skilled Person Panel - Governance, Controls & Risk Frameworks
- Skilled Person Panel - Prudential – Investment Firms, Intermediaries & RIE
- Training