Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Alpha Capital Compliance Limited

About

ACCL aims to develop a consultancy service that demystifies the jargon intensive world of Compliance and AML by providing forthright, intuitive and timely advice on all issues.

Operating on a 'retainer' and 'open-access' basis, ACCL will not charge its clients 'telephone time' or minimum consultant charges. Fees will be agreed prior to the commencement of any projects and will be transparent with no hidden costs. Arrangements will be conducted under a NDA for the client's protection.

ACCL will be constantly available on several media including phone, email and Skype, with office visits prearranged with the client.


Address
Acorn Lodge 2, West Avenue Hullbridge Hockley Essex
SS5 6JU
T: 01268661696
E: info@alphaccl.co.uk
W: http://www.alphaccl.co.uk
Services Offered
  • Authorisation - FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance Advice
  • Compliance Support
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Information security / Data protection
  • Money Laundering/Financial rime Advice and Reviews
  • Passporting / International Compliance
  • Payment Services Compliance
  • Regulatory Capital / Solvency
  • Regulatory Hosting / Incubation
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Banks Deposit Takers
  • Claims Management Companies
  • Company Service Providers
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • High Value Dealers
  • Institutional investment management
  • Lloyds
  • Money Services Businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Restricted Financial Advisors
  • Retail investment management
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers