Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Alison Smith

APFS Chartered Financial Planner qualified freelance compliance consultant, providing compliance assistance to small IFA & mortgage broker firms in the Midlands and North West on a retainer or ad hoc basis.

Address
ROSEWAY, MANOR LANE, UPPER LEIGH,STOKE ON TRENT
ST10 4SN
T: 07709362482
Email
Services Offered
  • Authorisation - PRA
  • Compliance advice
  • Compliance Support
  • File Review
  • Health Checks
Firms Served
  • Authorised Professional Persons
  • Friendly Societies
  • IFA (incl IFA divisions of financial institutions)
  • Insurance Brokers - Pure Protection Products
  • Mortgage Brokers
  • Restricted financial advisers