Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Alexander Jon Compliance Consultancy

Alexander Jon is an independent regulatory compliance consultancy. We are a team of experienced regulatory Compliance Consultants specialising in all aspects of financial regulation, general compliance and financial crime. We offer a wide range of regulatory services to the financial services industry from fintech start-ups to established asset management firms.

Our services include FCA Authorisations, Regulatory Advice, Consulting, Anti-Money Laundering Training, Regulatory Training, Regulatory Consulting, Financial Crime Risk Assessments, Governance Risk Management, Independent Reviews & Monitoring, Compliance Outsourcing & Interim Resources and Compliance Management.

We provide our services in all financial services sectors including Payment Services, Electronic Money, Asset Management and Fintech – crypto compliance.

The Financial Services Regulatory team is based in London and Edinburgh and forms part of our highly ranked Banking and Finance practice. Our experienced team can guide you through the regulatory web and can assist, from high-level horizon scanning, through detailed advice on specific issues, to helping to implement change and training your staff. We act for banks, insurers, consumer credit and mortgage lenders, wealth managers, financial advisers, fund managers, primary and secondary intermediaries, payment service providers, e-money issuers, crowdfunding platforms as well as unauthorised firms seeking to remain outside the regulatory perimeter or firms needing financial crime prevention advice.

Address
14 Sussex Close Hoddesdon Hertfordshire
EN11 8JS
T: 07765864749
E: joy.ighade@alexanderjon.co.uk
W: https://alexanderjon.co.uk/
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Contracting/Interim
  • Documentation
  • Due Diligence
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • File Review
  • Governance
  • Health Checks
  • Information Security/Data Protection (GDPR)
  • Money Laundering/Financial Crime Advice and Reviews
  • Passporting/International Compliance
  • Payments Services Registration and Compliance
  • Regulatory Hosting/Incubation
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Authorised Professional Persons
  • Claims Management Companies
  • Collective Investments Funds
  • Company Service Providers
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Energy Market Participants
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Investment Banks
  • Money Service Businesses
  • Multi lateral trading facility
  • Payments Services Institutions
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Securities and Futures firms
  • Stockbrokers
  • Third party product providers
  • Trade associations, professional bodies and regulators
  • Trust Service Providers
Upcoming Events
  1. Integrity at Work Webinar

    12th January 2021 @ 9:30 am - 10:30 am
  2. APCC Virtual Spring Conference 2021

    9th March 2021 @ 10:00 am - 10th March 2021 @ 2:00 pm