
10 Oct Alan Macarthur
Posted at 09:44h
in Uncategorised
Consultant for FCA authorised firms within the IFA, GI, Mortgage, Corporate Finance sectors and Member Directed Pension Scheme providers.
Services Offered
- Authorisation -FCA
- Complaints Handling Reviews
- Information Security/Data Protection (GDPR)
- Passporting/International Compliance
- Regulatory Capital/Solvency
- Regulatory Updates
Firms Served
- IFA (incl IFA divisions of financial institutions)
- Insurance Brokers - General
- Pension Scheme Operator/Provider
- SIPP providers