
10 Oct Alan Macarthur
Posted at 09:44h
in Uncategorised
About
Consultant for FCA authorised firms within the IFA, GI, Mortgage, Corporate Finance sectors and Member Directed Pension Scheme providers.
Services Offered
- Authorisation - FCA
- Complaints Handling
- Information Security / Data Protection
- EU / International Compliance
- Regulatory Capital / Solvency
- Regulatory Updates
Firms Served
- IFA - Financial Institutions
- Insurance Brokers - General
- Pension Scheme Operator/Provider
- SIPP providers