Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

AJS Consultancy Services Limited

A compliance professional since 1992. Fellow of the Chartered Insurance Institute and Associate of the Personal Finance Society. Setting up wrap platforms including Part 4a applications, interim head of compliance and CASS SME.

Address
8 WELLINGTON WALK WESTBURY ON TRYM BRISTOL
BS10 5ET
T: 07778136089
Email
Website
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Compliance Training
  • Due Diligence
  • Enforcement Action - Financial Services
  • Money Laundering/Financial Crime Advice and Reviews
  • Regulatory Updates
  • Skilled Person Panel - Conduct of Business
Firms Served
  • Authorised Professional Persons
  • Banks/Deposit Takers
  • Collective Investments Funds
  • Discretionary fund managers
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Private Client investment management
  • Retail investment management
  • SIPP providers
  • Stockbrokers