29 Jan Adempi Associates LLP
We are a London-based compliance consultancy offering hands-on support and specialist advice to financial services firms on the regulatory issues affecting them.
We’re small but we pack a punch. Adempi is made up exclusively with senior consultants who have a fantastic track records with clients. We’re people-people and love new ideas: we’re at our happiest when we are creating solutions that really make sense for the businesses we work with.
About half of what we do is long-term retainer relationships where we are the go-to adviser for our clients and work in partnership with them across the full range of compliance issues they face. With our remaining time we offer a range of one-off projects like compliance training, mock FCA visits, FCA authorisations and applications.
We cover all areas of FCA and European regulation that have an impact in the UK, and we provide support to our clients across the full range of compliance topics.
Adempi was founded by Gillian Roche-Saunders and Dena Chadderton.
- Authorisation -FCA
- Client Assets
- Complaints Handling Reviews
- Compliance advice
- Compliance Support
- Compliance Training
- Due Diligence
- Enforcement Action - Financial Services
- Expert Witness - Financial Services
- File Review
- Health Checks
- Money Laundering/Financial Crime Advice and Reviews
- Payments Services Registration and Compliance
- Regulatory Capital/Solvency
- Regulatory Returns Assistance
- Regulatory Updates
- Skilled Person Panel
- Collective Investments Funds
- Consumer Credit Providers
- Corporate Finance Firms
- Discretionary fund managers
- Electronic Money Issuers
- Institutional investment management
- Insurance Brokers - General
- Insurance Brokers - Pure Protection Products
- Money Service Businesses
- Multi lateral trading facility
- Payments Services Institutions
- Retail investment management
- Trade associations, professional bodies and regulators