Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Adempi Associates LLP

We are a London-based compliance consultancy offering hands-on support and specialist advice to financial services firms on the regulatory issues affecting them.

We’re small but we pack a punch. Adempi is made up exclusively with senior consultants who have a fantastic track records with clients. We’re people-people and love new ideas: we’re at our happiest when we are creating solutions that really make sense for the businesses we work with.

About half of what we do is long-term retainer relationships where we are the go-to adviser for our clients and work in partnership with them across the full range of compliance issues they face. With our remaining time we offer a range of one-off projects like compliance training, mock FCA visits, FCA authorisations and applications.

We cover all areas of FCA and European regulation that have an impact in the UK, and we provide support to our clients across the full range of compliance topics.

Adempi was founded by Gillian Roche-Saunders and Dena Chadderton.

Address
71 - 75 Shelton Street, London,
WC2H 9JQ
T: 02039254761
E: contact@adempi.co.uk
W: http://www.adempi.co.uk
Services Offered
  • Authorisation -FCA
  • Client Assets
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Due Diligence
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Collective Investments Funds
  • Consumer Credit Providers
  • Corporate Finance Firms
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Institutional investment management
  • Insurers
  • Multi lateral trading facility
  • Payments Services Institutions
  • Retail investment management
  • Trade associations, professional bodies and regulators