Association of Professional Compliance Consultants

The body for compliance consultants who advise firms regulated in the UK.

The APCC is active in enhancing the professional standards of compliance consultants and is recognised as a trade body by the FCA and other regulators. This provides our members with significant benefits in terms of direct access to the Regulators as well as business leads.  The APCC often works in conjunction with the FCA to pilot or test new initiatives, and we also provide with valuable feedback on specific subjects as requested by them.

Addleshaw Goddard LLP

Addleshaw Goddard has one of the largest Financial Regulation teams in the UK. We are organised into internal practice groups and Addleshaw Goddard’s key point of difference is the integration of experienced financial regulation lawyers with senior Compliance Professionals specialising in operational governance, risk and compliance; combining sound technical and industry legal and consultancy experience.

Our Regulatory Risk and Compliance Practice Group remains focussed upon supporting firms with the FCA conduct challenge and have on experience of implementing complex regulatory frameworks and requirements into business processes and have frequent interaction with regulators.

Address
Milton Gate, 60 Chiswell Street, London,
EC1Y 4AG
T: 02076068855
E: nikesh.shah@addleshawgoddard.com
W: http://www.addleshawgoddard.com
Services Offered
  • Advice pre regulatory risk assessment or supervision visit
  • Authorisation - PRA
  • Authorisation -FCA
  • Complaints Handling Reviews
  • Compliance advice
  • Compliance Support
  • Compliance Training
  • Documentation
  • Enforcement Action - AML and Payment Services
  • Enforcement Action - Financial Services
  • Expert Witness - Financial Services
  • File Review
  • Health Checks
  • Mis-selling Reviews
  • Money Laundering/Financial Crime Advice and Reviews
  • Payments Services Registration and Compliance
  • Pension Reviews
  • Regulatory Returns Assistance
  • Regulatory Updates
Firms Served
  • Banks/Deposit Takers
  • Building Societies
  • Collective Investments Funds
  • Consumer Credit Providers
  • Credit Unions
  • Custodians/Depositaries
  • Discretionary fund managers
  • Electronic Money Issuers
  • Energy Market Participants
  • Friendly Societies
  • High Value Dealers
  • IFA (incl IFA divisions of financial institutions)
  • Institutional investment management
  • Insurance Brokers - General
  • Insurance Brokers - Pure Protection Products
  • Insurers
  • Investment Banks
  • Lloyds
  • Money Service Businesses
  • Mortgage Brokers
  • Mortgage Lenders/Administrators
  • Multi lateral trading facility
  • Payments Services Institutions
  • Pension Scheme Operator/Provider
  • Private Client investment management
  • Restricted financial advisers
  • Retail investment management
  • Sale and Rent Back
  • Secondary Intermediaries
  • Securities and Futures firms
  • SIPP providers
  • Stockbrokers
  • System suppliers
  • Third party product providers
  • Trust Service Providers